Description

One of our Clients is looking for a Compliance Officer to assist and support the 1st line Business Operations with compliance matters and to act as the single point of contact for the Compliance Team. Duties: Responsibility for information flow between the Compliance team and the Operations teams. First point of contact for the Business Unit on routine compliance matters, queries, procedural questions, etc. Responding to compliance queries from Operations teams: seek clarification and guidance from Compliance. Timely escalation of breaches/ issues to the Compliance team. Proactive identification of internal controls gaps and improvements. Assist Operations teams with regulatory impact assessments and in implementing regulatory /compliance requirements. Other duties may be required.

Skills Requirements

Requirements: Strong understanding of Operations teams procedures and controls. Understanding of the regulatory environment in which company operates. Strong communicator, willing to ask questions and escalate issues. Ability to work on own initiative and as a team player. Understands the importance of Compliance within the business. Respects the confidentiality of information.

Email
jbinder@priorityplacements.ie